Noguera consulting
Procedures that satisfy your regulator and actually work on the ground.
client lifecycle
End-to-end onboarding documentation from initial engagement through post-activation monitoring. KYC, CDD, EDD stages, document checklists, and completion criteria.
due diligence
Step-by-step due diligence processes with clear ownership, escalation paths, and decision criteria your team can follow without guesswork.
financial crime
Practical screening processes covering sanctions lists, PEP databases, and adverse media — aligned to FCA expectations.
operational control
Daily and weekly reconciliation procedures with exception handling, escalation protocols, and management reporting.
regulatory readiness
Gap analysis of your current operational setup against FCA expectations, delivered as a prioritised action plan.Every deliverable is built from real operational experience at HSBC Securities Services — 50+ institutional clients, 96 jurisdictions, procedures that actually get used.
Ready to discuss your documentation needs?
Get in touch and I'll come back to you within 24 hours.
No obligation. No sales pitch. Just a conversation.